James Smith

James embarked upon his career in financial services industry in 1994. Since then he has accumulated extensive experience as a private clientadviser and is well versed to be able assist his clients.

Investment Style

James’ investment style is based around developing strong, long term relationships with his clients. He advises on both long term portfolio strategies and short term trading opportunities. While James favours solid, well performing stocks, he is not afraid to look for hidden opportunities. James also has a particular interst in providing equity advice to self managed superannuation funds.

Services and Specialties

Fixed Interest and Cash Management

Options and Warrants

Portfolio Administration

Self-Managed Super Funds

Stockbroking

Wealth Management

Industry Experience

Sectors Covered

James Smith's previous roles have included

Industry recognition

Qualifications and Professional Affiliations

Certificate in Financial Markets

Associations

Member of Stockbrokers and Investment Advisers Association (MeSIAA)

Competencies

Derivatives Level 1

Generic

Managed Investments

Securities

I am employed by Rawene Pty Ltd which operates the business of Morgans Financial Limited - Gold Coast. My employer remunerates me by way of percentage of fees.

I am employed by Rawene Pty Ltd which operates the business of Morgans Financial Ltd - Gold Coast. My employer remunerates me as your adviser by way of Commission. As a shareholder, I may be entitled to a share of profits.