James Smith
Senior Consultant - Morgans Wholesale Services
I provide objective advice based on informed analysis, prudent judgement and diligent effort.
James embarked upon his career in financial services industry in 1994. Since then he has accumulated extensive experience as a private client
adviser and is well versed to be able assist his clients.
Investment Style
James’ investment style is based around developing strong, long term relationships with his clients. He advises on both long term portfolio strategies and short term trading opportunities. While James favours solid, well performing stocks, he is not afraid to look for hidden opportunities. James also has a particular interst in providing equity advice to self managed superannuation funds.
Services and Specialties
Options and Warrants
Wealth Management
Self-Managed Super Funds
Fixed Interest and Cash Management
Stockbroking
Portfolio Administration
Qualifications and Professional Affiliations
Certificate in Financial Markets
Associations
Member of Stockbrokers and Investment Advisers Association (MeSIAA)
Competencies
Generic
Managed Investments
Securities
Derivatives Level 1
I am employed by Rawene Pty Ltd which operates the business of Morgans Financial Limited - Gold Coast. My employer remunerates me by way of percentage of fees.
I am employed by Rawene Pty Ltd which operates the business of Morgans Financial Ltd - Gold Coast. My employer remunerates me as your adviser by way of Commission. As a shareholder, I may be entitled to a share of profits.
