Industry Experience
Richard’s career spans over 30 years in equities in both funds management and stockbroking, working in the United Kingdom and Australia.Richard joined Morgans in 2008, and was appointed Associate Director, Legal & Compliance in 2013, before moving to Head of Compliance in 2018.
Richard is a member of multiple Morgans committees, including:
- Management Committee
- Risk & Governance Committee
- Compliance Committee
- Derivatives Risk Committee
- Future Adviser Committee (Chair)
Qualifications and Professional Affiliations
- CFA Investment Management Certificate
- Member, Stockbrokers and Investment Advisers Association
Board Memberships
- Director, Morgans Financial Limited
